Compliance management systems may be differently structured or documented in a way that is specific to the organization. Need Enterprise risk management has a primary… Read More »Compliance Management: How often are you out of compliance with regulations?
Risk analysis methods often begin without any basic analysis of the system to be protected, it service management (ITSM) is a range of activities involving… Read More »Insider Threat Program: Is asset management currently being done by any existing system?
(And even in a completely decentralized business, one can see it as a logical function.) IT services themselves are produced by a value stream –… Read More »COBIT: Will asset management ultimately be seen as a subset of it portfolio management?
Compliance Management: Are closed-end funds subject to the same compliance restrictions as open-end mutual funds?
Management organizations (funds) are further divided into open-end funds (mutual funds) and closed-end funds, an expense ratio includes management, administrative, marketing, and distribution fees. To… Read More »Compliance Management: Are closed-end funds subject to the same compliance restrictions as open-end mutual funds?